Risk Disclosure & Suitability – Matching Investor Profile with Product Reality

SEBI mandates that PMS and AIF distributors perform suitability assessments before any subscription. This is not paperwork – it’s protection.

Process
• Risk profiling via questionnaire.
• Mapping liquidity needs and investment horizon.
• Written acknowledgment that product matches investor risk class.

Why It Matters
Mis-selling claims are prevented when suitability is documented and signed off.

Key Takeaway: Right fit matters more than right timing.
 

Disclaimer: Educational only.